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Unimolecular Nucleophilic Substitution

We already know the SN2 mechanism that accounts for (S)-2-octanol as the major 'inverted' product of our experiment. But, how can we explain the 6% formation of (R)-2-octanol? We have to draw on an alternative mechanism: unimolecular nucleophilic substitution (SN1).

Result of the experiment: (R)-2-bromooctane gives 80% substitution (2-octanol with 94% inversion) and 20% elimination (E alkene 95%, Z 5% and traces of terminal olefin)

C-Br bonds are highly polarized towards the more electronegative halogen atom. The presence of the polar solvent may prompt the spontaneous heterolytic cleavage of the C-Br bond, the resulting ions being more or less separated (solvated) by the solvent.

Solvent-assisted ionization of the C–X bond

The so-formed carbocation is planar, the charged carbon being sp2 hybridized. The empty p orbital, orthogonal to the plane, can be attacked equally through either of its two lobes.

Planar intermediate carbocation surrounded by solvent

The attack of the nucleophile by either of the two sides gives rise to the two possible enantiomers. Since the probability is the same, this mode of attack renders the two enantiomers in the same ratio, i.e. it produces a racemic mixture.

Nucleophilic attack on both faces of the carbocation gives the racemic mixture
Solvolysis of tert-butyl chloride in water or methanol

The SN1 reactions - a good example is the solvolysis of tert-butyl chloride - follow first-order kinetics.

Rate = k[(CH3)3CCl] mol/L·s

This contrasts with the second-order kinetics of the SN2 mechanism.

This first-order kinetics, which only depends on the haloalkane, means that, in the SN1 mechanism, only the haloalkane takes part in the rate-limiting step.

Look at the differences in motion:

Animation of the SN2 mechanism: the nucleophile attacks from the side opposite the leaving group and the configuration is inverted
SN2
Animation of carbocation formation by departure of the chloride
SN1 (carbocation)

The carbocation is attacked by the nucleophile.

In the solvolysis of tert-butyl chloride the nucleophile is the solvent itself, which collapses with the carbocation. Another solvent molecule removes the extra proton.

Animation of the SN1 mechanism: the planar carbocation is attacked by the nucleophile from either face

The respective energy profiles of the SN1 and SN2 processes are as follows:

SN2 energy profile: a single transition state, without intermediates
SN2
SN1 energy profile: formation of the planar carbocation is the rate-limiting step and the racemic mixture is obtained
SN1 (carbocation)

The SN1 reaction lacks stereospecificity because it takes place through the formation of a planar carbocation that can be attacked equally by either of its two sides.

In the substitution reaction the SN1 and SN2 processes compete with each other.

Factors affecting the energy of the TSs: steric effects slow down SN2; tertiary substrates and polar solvents favour SN1
SN2 vs. SN1 Competition