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Nucleophilic Substitution

A good leaving group can be replaced by an OH by reaction with water (hydrolysis) or with hydroxide, as weak and strong nucleophiles, respectively.

Substitution of an alkyl halide RX by water (hydrolysis) or by hydroxide to give the alcohol ROH

The hydroxide ion is a more powerful nucleophile - and a strong base! - than water and the substitution can end up very differently depending on the structure of the starting material.

Table of results for the reaction of haloalkanes with H₂O and with HO⁻: water only reacts with secondary and tertiary ones (SN1, E1); hydroxide gives SN2 with methyl and primary ones and E2 with secondary and tertiary ones

In general, this method is not very useful for obtaining alcohols.

An important alternative is to perform the substitution with a precursor function of the hydroxyl group.

The OH remains LATENT during the first step of the reaction and is released in the second step.

Two-step preparation of alcohols: the carboxylate replaces the halide giving an ester, whose hydrolysis releases the alcohol (latent alcohol function)

In the first step, the carboxylate ion displaces the halide by an SN2 mechanism (in DMF, with heating) and an ester is formed: the oxygen of the future OH group is already bonded to the carbon, but "in disguise". In the second step, hydroxide attacks the carbonyl carbon of the ester (saponification): the acyl–oxygen bond breaks, the alcohol R–OH is released and the carboxylate ion is regenerated.

Table of the reaction of haloalkanes with carboxylates RCOO⁻: SN with methyl and primary ones, SN2 with secondary ones and SN1 and E1 with tertiary ones

The carboxylate ion is a very good nucleophile but a very weak base. The substitution reaction gives much better results with this trick!

The much lower basicity of the carboxylate nucleophile greatly reduces the competition from the elimination reaction.

Let me insist! The lower basicity of the nucleophile avoids the usually strong competition from elimination, which would otherwise take over. Look at this practical example:

Preparation of an alcohol from a carboxylic acid: alpha halogenation, substitution by acetate and saponification of the ester