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Substitution vs. Elimination

Substitution and elimination are always competing. Which one wins depends on the reactants and the reaction conditions, which determine the relative energies of the transition states (TSs) involved.

Energy surface of the competition between SN2, E2, carbocation formation, SN1 and E1

From the reactants (red plateau), the three processes - bimolecular substitution (blue pathway), bimolecular elimination (green pathway) and carbocation formation (gray pathway) - take place simultaneously. The carbocation (yellow plateau) can evolve by two different routes, unimolecular substitution (brown pathway) and unimolecular elimination (navy-blue pathway).

The fastest pathway, and therefore the predominant one, will be the one that goes through the lowest-energy TS.

The relative energies of the different TSs depend on:

  • The structure of the starting material
  • The nucleophilicity/basicity of the nucleophile/base
  • The polarity of the solvent
Animation of the SN2 mechanism: the nucleophile attacks from the side opposite the leaving group and the configuration is inverted
SN2
Animation of the E2 mechanism: the base removes the proton while the halogen leaves in an antiperiplanar arrangement
E2
Animation of carbocation formation by departure of the chloride
C+
Animation of the SN1 mechanism: the planar carbocation is attacked by the nucleophile from either face
SN1
Animation of the E1 mechanism: the carbocation loses a proton from the adjacent carbon and the alkene is formed
E1

Although it is always difficult to predict what will happen in a reaction, the following table gives some rules of thumb, depending on the structure of the compound bearing the leaving group and on the nucleophile/base.

In the case of the nucleophiles HO−, CH3O−, EtO−, H2N−,(CH3)3CO−, the solvent is usually the corresponding conjugate acid. In the remaining cases the solvent used is a polar aprotic one such as dimethylformamide, dimethylsulfoxide or acetone.

Reactivity table: major pathway (SN1, SN2, E1, E2) depending on the substrate and on the strength of the nucleophile and the base